Take this shortcut to find what suits you best or simply scroll down the page. Course packages are listed first followed by the single courses.

Course Packages

Single Courses

banner_simple_ce_desktop

Course Packages

28-Credit MFDA Total CE Course Package

The courses in this package are all accredited by MFDA in the Professional Development (PD) category. They are all the PD credits needed for this MFDA cycle, which ends November 30, 2023.Benefit from all 20 credits in one place! Save time and save money.

Need Professional Development credits, too? See the 20-credit MFDA Professional Development CE Course Package
Only need Business Conduct credits?: See the 8-credit MFDA Business Conduct CE Course Package

Courses and their details:

Anti-Money Laundering: 3 BC credits

  • Review how money laundering is accomplished, and how it is stopped;
  • Understand, in order to implement, the elements of a compliance program;
  • Gain an up-to-date understanding of know-your-client directives, reporting and record-keeping requirements.

Complaint Handling: 5 PD credits

  • Learn what happens when a complaint is filed, and mitigation measures to prevent complaints;
  • Find out what to expect if a complaint is made about you, and your role in the investigation process;
  • Read extensive case studies in each of insurance, FP Canada, the MFDA and IIROC complaint hearings;
  • Gain vital knowledge on how to avoid a complaint in addition to how resolution can be brought about.

The Financial Planning Mistakes of Clients: 2 PD credits

  • Covers eight common mistakes clients make, and the loss of opportunities that result from their errors;
  • Head off the inevitable crash landings that arise from arrogance and misperceptions;
  • Help clients to get on the right track, stay there, and reap the rewards.

Know Your Product: Obligations, Products and Strategies: 7 PD credits

  • Benefit from an “at a glance” overview of the characteristics of many investments from the common, like GICs, to the more esoteric, like cryptocurrency to make an initial determination of product suitability;
  • Learn the more in-depth details of investments by applying six challenge questions across all investments covered— from life insurance products, through investment funds, gold, REITs, and many others;
  • Review some common investing strategies with their strengths and weaknesses, in a format that encourages consistency of information.

Setting the Moral Compass: 2 BC credits

  • Set your moral compass in the direction of professional responsibility through knowing your client, ensuring suitability, fulfilling disclosure, and putting client interests first;
  • Meet regulator expectations as expressed in client-focussed reforms;
  • Explore short case studies that illustrate concepts and help understanding.

A Surviving Spouse: Insurance Considerations and Financial Plans: 7 PD credits

  • Covers a broad range of insurance and investment matters relevant to a surviving spouse’s changed circumstances;
  • Equips you to plan ahead for both spouses and the survivor’s needs alone;
  • Adds to your perspective about retirement planning while delivering lots of can-do ideas.

Why Ethics Matter: 3 BC credits

  • Understand the reasons ethics are essential personally and professionally;
  • Read case studies that illustrate ethical lapses;
  • Discover how to become a more ethical person and the steps to ethical decisions;
  • Develop a personal code of ethics to practice and live by.

Each course delivers its own Certificate. It is received when the course test is successfully completed and remains on file in your Account.

$124.95

$124.95

20-credit MFDA Professional Development CE Course Package

The courses in this package are all accredited by MFDA in the Professional Development (PD) category. They are all the PD credits needed for this MFDA cycle, which ends November 30, 2023.

Benefit from all 20 credits in one place! Save time and save money.

Need Business Conduct credits, too? See the 28-credit MFDA Total CE Package
Only need Business Conduct credits?: 8-credit MFDA Business Conduct CE Course Package

Courses and their details:


Complaint Handling: 5 credits

  • Learn what happens when a complaint is filed, and mitigation measures to prevent complaints;
  • Find out what to expect if a complaint is made about you, and your role in the investigation process;
  • Read extensive case studies in each of insurance, FP Canada, the MFDA and IIROC complaint hearings;
  • Gain vital knowledge on how to avoid a complaint in addition to how resolution can be brought about.

The Financial Planning Mistakes of Clients: 2 credits

  • Covers eight common mistakes clients make, and the loss of opportunities that result from their errors;
  • Head off the inevitable crash landings that arise from arrogance and misperceptions;
  • Help clients to get on the right track, stay there, and reap the rewards.

Know Your Product: Obligations, Products and Strategies: 7 credits

  • Benefit from an “at a glance” overview of the characteristics of many investments from the common, like GICs, to the more esoteric, like cryptocurrency to make an initial determination of product suitability;
  • Learn the more in-depth details of investments by applying six challenge questions across all investments covered— from life insurance products, through investment funds, gold, REITs, and many others;
  • Review some common investing strategies with their strengths and weaknesses, in a format that encourages consistency of information.

A Surviving Spouse: Insurance Considerations and Financial Plans: 7 credits

  • Covers a broad range of insurance and investment matters relevant to a surviving spouse’s changed circumstances;
  • Equips you to plan ahead for both spouses and the survivor’s needs alone;
  • Adds to your perspective about retirement planning while delivering lots of can-do ideas.

Each course delivers its own Certificate. It is received when the course test is successfully completed and remains on file in your Account.

$99.95

$99.95

8 Credit MFDA Business Conduct CE Course Package

The MFDA specifies 10 credits are required in the Business Conduct (BC) category. The MFDA, itself, will provide 2 credits. These 8 credits complete your BC requirements.

Receiving all 8 credits at one time in one place helps you track completion of your credits and keeps you organized. You save time and money

Need Professional Development credits, too? See the 20-credit MFDA Professional Development CE Course Package
Need Business Conduct credits, too? See the 28-credit MFDA Total CE Package

Courses and their details:


Anti-Money Laundering: 3 credits

  • Review how money laundering is accomplished, and how it is stopped;
  • Understand, in order to implement, the elements of a compliance program;
  • Gain an up-to-date understanding of know-your-client directives, reporting and record-keeping requirements.

Setting the Moral Compass: 2 credits

  • Set your moral compass in the direction of professional responsibility through knowing your client, ensuring suitability, fulfilling disclosure, and putting client interests first;
  • Meet regulator expectations as expressed in client-focussed reforms;
  • Explore short case studies that illustrate concepts and help understanding.

Why Ethics Matter: 3 credits

  • Understand the reasons ethics are essential personally and professionally;
  • Read case studies that illustrate ethical lapses;
  • Discover how to become a more ethical person and the steps to ethical decisions;
  • Develop a personal code of ethics to practice and live by.
  • Each course delivers its own Certificate. It is received when the course test is successfully completed and remains on file in your Account.

    $49.95

    $49.95

    Single Courses

    Anti-Money Laundering

    MFDA Credits: MFDA: 3 credits (Business Conduct)

    AML has to be top of mind as you onboard personal and corporate clients and during the KYC process. Simply far too much money laundering is successful to ever turn a blind eye to a potential threat.

    • Review how money laundering is accomplished, and how it is stopped;
    • Understand, in order to implement, the elements of a compliance program;
    • Gain an up-to-date understanding of know-your-client directives, reporting and record-keeping requirements.

    You can make a difference when you understand the directives and apply them.

    $24.95

    $24.95

    The Art and Science of Suitability

    MFDA Credits: 5 credits total split into 1 Business Conduct Credit PLUS 4 Professional Development Credits
    Achieving suitability is like hammering a nail on its head. Even if you miss, you have to try until you get the job done right. The wise advisor maintains his focus and drive to find the suitable product and put client interests first.

    Learn the expectations and requirements for suitability:

    • Plan for the effect of goals and constraints on suitability;
    • Be able to prioritize client needs to align them with products;
    • Understand how priorities affect decisions;
    • Receive a suitability checklist to test actions and approaches.

    Work towards mastering and fulfilling the suitability objective in this timely course.

    $34.95

    $34.95

    Complaint Handling and Avoidance

    MFDA Credits: 5 credits total split into 3 Business Conduct Credits OR 3 Professional Development Credits AND 2 Professional Development Credits

    Example: Claim 3 BC credits + 2 PD credits = 5 credits
    Example: Claim 3 PD credits + 2 PD credits = 5 credits

    As an MFDA rep, you do your best to ensure a complaint is never received about you. In spite of your best intentions, it may not be possible to please all of the people all of the time. It is a sign of your professionalism to know what to do if a complaint is made.

    • Learn what happens when a complaint is filed, and mitigation measures to prevent complaints;
    • Find out what to expect if a complaint is made about you, and your role in the investigation process;
    • Read extensive case studies in each of insurance, FP Canada, the MFDA and IIROC complaint hearings;
    • Gain vital knowledge on how to avoid a complaint in addition to how resolution can be brought about.

    $34.95

    $34.95

    The Financial Planning Mistakes of Clients

    MFDA Credits: 2 Professional Development Credits

    You’ve been floored to see prospects and clients make these mistakes. It is no surprise when they come up on the wrong side of the ledger. And, they do it over and over again. Time for some practical advice!

    • Covers eight common mistakes clients make, and the loss of opportunities that result from their errors;
    • Head off the inevitable crash landings that arise from arrogance and misperceptions;
    • Help clients to get on the right track, stay there, and reap the rewards.

    $17.95

    $17.95

    Know Your Client: Its Challenges and Rewards

    MFDA Credits: 3 credits total: 3 Business Conduct Credits OR 3 Professional Development Credits

    Knowing your client (KYC) takes time, training, and perseverance. It is the basis for determining suitable investments. Learn how to get the facts you need.

    • Addresses the new client-focussed reforms as they apply to know your client requirements;
    • Reviews what comprises essential facts and their relevance;
    • Illustrates the relationship between KYC and suitability;
    • Check your decisions with a blueprint for action.

    Meet one of the most challenging requirements faced by those with client responsibilities in the financial services with this superb course.

    $24.95

    $24.95

    Know Your Product: Obligations, Products, and Strategies

    MFDA Credits: 7 Professional Development credits

    Here’s a know your product (KYP) breakthrough course that delivers a useful profile of investments on which to start and complete the recommendation process.

    • Benefit from an “at a glance” overview of the characteristics of many investments from the common, like GICs, to the more esoteric, like cryptocurrency to make an initial determination of product suitability;
    • Learn the more in-depth details of investments by the application of six challenge questions across all investments covered— from life insurance products, through investment funds, gold, REITs, and many others;
    • Review some common investing strategies with their strengths and weaknesses — in a format that encourages consistency of information.

    If developing and delivering sound recommendations is your priority, start here.

    $39.95

    $39.95

    SETTING THE MORAL COMPASS: Professional Responsibility for Financial Advisors

    MFDA Credits: 2 Business Conduct Credits and 3 Professional Development

    Here is your game plan to achieve the highest standards of business conduct. Learn how to turn abstract objectives into real-world practices.

    • Set your moral compass in the direction of professional responsibility through knowing your client, ensuring suitability, fulfilling disclosure, and putting client interests first;
    • Meet regulator expectations as expressed in client-focussed reforms;
    • Explore short case studies that illustrate concepts and help understanding.

    Short case studies round out the concepts and help to complete knowledge and understanding.

    $34.95

    $34.95

    A Surviving Spouse: Insurance Considerations and Financial Plans

    MFDA Credits: 7 Professional Development Credits

    This course brings together the considerations and consequences of a spouse’s death to:

    • Cover a broad range of insurance and investment matters relevant to a surviving spouse’s changed circumstances;
    • Equip you to plan ahead for both spouses—and the survivor’s needs alone;
    • Add to your perspective about retirement planning while delivering lots of can-do ideas.
    • Gain vital knowledge on how to avoid a complaint in addition to how resolution can be brought about.

    You will better understand the magnitude of issues to be addressed, and the means by which answers can be found and implemented.

    $39.95

    $39.95

    Why Ethics Matter

    MFDA Credits: 3 Business Conduct Credits

    Ethics is worthy to master in your professional and personal life. But, why? What is accomplished with ethics? What makes ethics important? Ethics matter because they guide the notion of what is right — a concept firmly ensconced in the directive to put client interests first. This directive is broad in scope and challenging to implement.

    Use this course to:

    • Understand the reasons ethics are essential personally and professionally;
    • Read case studies that illustrate ethical lapses;
    • Discover how to become a more ethical person and the steps to ethical decisions;
    • Develop a personal code of ethics to practice and live by.

    This course will help you understand what ethics is and the many reasons ethics matter.

    $24.95

    $24.95

    Contact Us

    P: 905-731-4646
    TF: 1-855-711-4646
    Contact by Email

    6 - 14845 Yonge Street,
    Suite 139, Aurora, ON
    L4G 6H8